IN THE HIGH COURT OF DELHI AT NEW DELHI
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ITA 522/2012
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CIT ..... Appellant
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Through: Mr. Sanjeev Sabharwal, Sr. Standing Counsel.
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versus
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INTEGRATED TECHNOLOGIES LTD ..... Respondent
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Through: None.
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CORAM:
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HON'BLE MR. JUSTICE S. RAVINDRA BHAT
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HON'BLE MR. JUSTICE R.V.EASWAR
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O R D E R
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25.09.2012
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The Revenue claims to be aggrieved by the order of the Income Tax
Appellate Tribunal (?Tribunal?, for short) dated 09.02.2012 in ITA
No.5552/Del/2011 the question of law sought to be urged is that whether
the Tribunal fell into an error in holding that the assessee had not
violated Section 269SS of the Income Tax Act, 1961 (?Act?, for short).
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The assessment, completed under Section 143(3) of the Act by order
dated 14.03.2001, sought to add under Section 68 of the Act, certain
amounts on account of unexplained and unsecured credits. The matter was
remanded and in further proceedings `18,39,800/- was again added under
Section 68 of the Act. The Assessing Officer while completing the
assessment noted that the substantial amount was on account of amounts
credited through journal entry and added them under Section 68 of the Act
and referred the matter to the Addl. CIT to initiate penalty proceedings
u/s 271D which were taken on 12.10.2011. The assessee in response denied
the liability but its explanation was rejected. The CIT (Appeals)
cancelled the penalty holding that the assessee had not in fact received
the amount in cash, but was only a beneficiary since the amount in
question was paid otherwise than by the cheque on its behalf by its
Director to the creditor. The Revenue?s appeal was dismissed by the
Tribunal. Learned counsel for the Revenue contended that the Tribunal?s
order defeats the very purpose for which the provision i.e. Section 269SS
was introduced. If the impugned order is to be upheld, the devices and
mechanism to circumvent the mandatory provision of Section 269SS,
infraction of which attracts penal action under Section 271D of the Act,
can conveniently be used to get around the provision.
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This Court is of the opinion that the language and terminology of
Section 269SS clarifies that the amount should be received by the
concerned individual which is sought to be visited with the penalty under
Section 271D. The Tribunal discussed this aspect elaborately in para 5.6
and concluded as below: -
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?5.6 It is well established by the decision of the Supreme Court in
Hindustan Steel Ltd. v. State of Orissa, (1972) 83 ITR 26 that the
liability to pay penalty does not arise merely upon proof of default in
complying with the statutory requirements and an order imposing penalty
for failure to carry out a statutory obligation being the result of a
quasi-criminal proceeding, will not ordinarily be imposed unless the
party obliged either acted deliberately in defiance of law or was guilty
of conduct, contumacious or dishonest or acted in conscious disregard of
its obligation, and penalty will also not be imposed merely because it is
lawful to do so. Whether penalty should be imposed for failure to
perform the statutory obligation, it is stated, is a matter of discretion
of the authority concerned to be exercised judicially on a consideration
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of all relevant circumstances and even if a minimum penalty is prescribed, the authority competent to impose the penalty will be
justified.?
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In the present case the facts of this case would reveal that the
assessee was only the beneficiary of the payment and was in fact neither
the recipient and nor did it make payments. The payments were received
by third party from the direction of the assessee; consequently, in the
opinion of the Tribunal, the Revenue appears to have misdirected the
inquiry towards the assessee rather than someone else. We fully concur
with the opinion of the Tribunal.
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We also notice that this view accords that the previous judgment of
this Court in CIT v. Noida Toll Bridge Company Ltd., (2003) 262 ITR 260.
The appeal has to consequently fail; the same is, therefore, dismissed.
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S. RAVINDRA BHAT, J
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R.V.EASWAR, J
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SEPTEMBER 25, 2012
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$ 5 and 6
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