IN THE HIGH COURT OF DELHI AT NEW DELHI
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ITA No.340/2009
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CIT ..... Appellant through
Ms. P.L. Bansal with
Mr. M.P. Gupta and
Mr. Sanjeev Rajpal, Advs.
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versus
TDI MARKETING PVT. LTD. .....Respondent through
None
CORAM:
HON'BLE MR. JUSTICE VIKRAMAJIT SEN
HON'BLE MR. JUSTICE RAJIV SHAKDHER
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O R D E R
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19.05.2009
This Appeal under Section 260A of the Income Tax Act, 1961 assails the
concurrent findings of CIT(A) as well as the ITAT. Forty persons had applied for
the share capital of the Respondent furnishing complete details of their name,
address, PAN No. and bankers. These details were forwarded to the Assessing
Officer who has failed to give an account of his inquiries pertaining to them,
except for the nine shareholders residing in Bombay. The Assessing Officer has
not given adequate details as to why additions have been made in respect of all
the shareholders, even though all of them had confirmed the transaction. The
ITAT has applied the ratio in CIT ?vs- Sophia Finance Ltd., 205 ITR 98 where the
Full Bench had had held that as soon as the shareholders are identified and that
they have established that they have invested monies for the purchase of the
shares, no additions would be justified. The ITAT has opined that the Assessing
Officer has treated the share capital as unexplained cash credit merely on
surmises and conjectures. It has concluded that the assessee has discharged the
onus and has kept in view the absence of material with the Assessing Officer. It
has, therefore, observed that the CIT(A) has rightly deleted the additions made
by the Assessing Officer.
The factual matrix in the impugned Order has been set out as follows:-
Firstly it is to be noted that the issue though under section 68 is not
of the simply cash credit but is in the form of share capital. The assessee
received application for allotment of shares from 40 persons. All these parties
made necessary application and their complete details like name, address, PAN
number, bank details etc. are available and were filed before the Assessing
Officer. The Assessing Officer is silent about the enquiries conducted with the
parties other than 9 shareholders stationed at Bombay. However, the addition is
made in respect of all the shareholders. This is not only surprising but is
disturbing. If the shareholders have appeared and confirmed having entered into
transaction, in absence of any contrary material, the Assessing Officer could
not merely on presumption treat the share capital as unexplained cash credit.
The Full Bench of Delhi High Court in the case of CIT ?vs- Sophia Finance Ltd.,
205 ITR 98 have held that if the shareholders are identified and it is
established that they have invested money in the purchase of shares, then the
amount received would be regarded as capital receipt and to that extent the
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observations of the Hon?ble Delhi High Court in the case of CIT ?vs- Stellar
Investment Ltd., 192 ITR 287 are correct. The Full Bench of the Hon?ble Delhi
High Court also held that if the shareholders exist, then possibly no further
enquiry need be made but if the Assessing Officer finds that the alleged
shareholders do not exist, then in fact it would be mean that there is no valid
issuance of share capital. In the present case it is seen that the assessee have
not only filed all the requisite details but to the extent possible produced the
shareholders also. The Assessing Officer has not given his comments as regards
shareholders other than 9 shareholders stationed at Bombay. Even these 9
shareholders have confirmed having applied and having invested in the share
capital. In such circumstances, there is no material before the Assessing
Officer except the surmises and conjectures for treating the share capital as
unexplained cash credit. It is settled law that suspicion how so far strong,
cannot be considered as evidence and no addition can be made merely on the basis
of surmises, suspicion and conjectures. The assessee having discharged the onus
and in absence of any material in the possession of the Assessing Officer, the
addition was rightly deleted by the learned CIT(A).
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It will be useful to clarify that CIT ?vs- Divine Leasing and Finance
Ltd., [2008] 299 ITR 268(Delhi) has been affirmed by the Supreme Court of India
in CIT -vs- Lovely Exports (P) Ltd., 6 DTR (SC) 308. Their Lordships have
succinctly commented that there was no merit in the Special Leave Petition ?for
the simple reason that if the share application money is received by the
assessee company from alleged bogus shareholders, whose names are given to the
assessing officer, then the department is free to proceed to reopen their
individual assessments in accordance with law. Hence, we find no infirmity with
the impugned judgment?.
In the present case we share the concern of the ITAT on the failure of the
Assessing Officer to give his specific comments concerning the several
shareholders, other than the 9 shareholders stationed at Bombay who had appeared
before him, none of whom have disowned the transaction. We agree with the ITAT
that, apart from failing to appreciate the correct legal position, so far as the
facts are concerned, the Assessing Officer has acted on surmises and
conjectures.
Appeal is dismissed. It deserves to be dismissed with exemplary costs but
we decline to do so.
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VIKRAMAJIT SEN, J
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RAJIV SHAKDHER, J
MAY 19, 2009
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