IN THE HIGH COURT OF DELHI AT NEW DELHI
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ITA 222/2012
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CIT ..... Appellant
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Through: Mr. Sanjeev Sabharwal, Sr. Standing
Counsel.
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versus
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HERMONOS ZUBADI INVESTMENT PVT LTD ..... Respondent
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Through: Mr. Salil Aggarwal with Mr. P.C. Yadav, Advocate.
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CORAM:
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HON'BLE MR. JUSTICE SANJIV KHANNA
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HON'BLE MR. JUSTICE R.V.EASWAR
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O R D E R
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13.04.2012
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In the List of Dates and Synopsis, it is mentioned that tax effect
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is ` 2,52,114/-. In spite of the small tax effect Revenue has preferred this appeal as it is stated that an audit objection was raised in the
present case and accepted by the department.
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2. We have heard counsel for the Revenue and do not find any merit in
the present appeal. The Assessing Officer invoked his powers under
Section 154 to correct ?an error apparent from the record? and
accordingly had made an addition of ` 12,99,783/- by disallowing
?speculative loss?. We may notice that earlier for the assessment year
2005-06 the assessment under Section 143(3) was completed on 07.12.2007
at an income of ` 6,41,101/-. The Assessing Officer in the order under
Section 154 observed that this amount of ` 12,99,783/- was on account of
(net) loss on sale of shares under future option trading and, therefore,
was a speculative loss.
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3. The aforesaid addition under Section 154 was upheld by the First
Appellate Authority. The Tribunal in the impugned order has allowed the
appeal, inter alia, observing that power under Section 154 cannot be
invoked to correct mistake on a debatable issue on which two or more
opinions are possible. The Tribunal has specifically referred to the
decision in DCIT v. S.S.K.I. Investors Services Pvt. Ltd., (2008) 113 TTJ
511 in which it was held that provision of 43(5) was not applicable to
derivative trading. There was thereafter decision of the Mumbai Tribunal
in R.B.K. Securities Pvt. Ltd. v. ITO, (2008) 118 TTJ 465. There is an
earlier decision of Bangalore Bench of Tribunal in C. Bharath Kumar v.
Deputy CIT, (2005) 4 SOT 593 (Bangalore) in which a similar legal view
was taken. Subsequently, Special Bench of Tribunal was constituted and
these decisions were reversed in Shree Capital Services Ltd. v. ACIT,
(2009) 318 ITR (AT) 1.
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4. The different views and conflicting decisions are indicative that
the legal interpretation of Section 43(5) was not free from controversy.
It cannot be said that two views were not possible. Subsequently,
legislature intervened and Section 43(5) was amended by introduction of
clause (d) to the proviso w. e. f. 01.04.2006 vide Finance Act, 2005.
Derivative transactions were excluded from the preview of Section 43(5).
We do not agree with the counsel for the Revenue that for the period
prior 01.04.2006 there cannot be any ambiguity or debate. The issue
could not have been made subject matter of rectification.
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5. In view of the above we do not find any substantial question of law
arises. The appeal is dismissed.
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6. We clarify that we have not expressed any opinion on merits,
whether clause (d) of 43(5) has retrospective effect or not.
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SANJIV KHANNA, J
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R.V.EASWAR, J
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APRIL 13, 2012
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hs
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$ 4
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