IN THE HIGH COURT OF DELHI AT NEW DELHI
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2
ITA 1097/2007
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COMMISSIONER OF INCOME TAX ..... Appellant
Through Mrs. P.L. Bansal, Advocate
versus
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W.DIAMANT INDIA LIMITED ..... Respondent
Through : None.
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CORAM:
HON'BLE MR. JUSTICE MADAN B. LOKUR
HON'BLE DR. JUSTICE S. MURALIDHAR
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O R D E R
19.11.2007
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The Revenue is aggrieved by an order dated 31st January, 2007 passed by the
Income Tax Appellate Tribunal ('Tribunal'), Delhi Bench `H', New Delhi in ITA
No. 161/Del/2006 relevant for the Assessment Year 1991-92.
The Assessing Officer sought to initiate penalty proceedings under Section
271(1)(c) of the Income Tax Act, 1961 (`Act') by his assessment order dated 21st
March, 1994 where at the foot of the order, he observed as under :-
?Assessed at total income of Rs.1,22,49,587/-. Issue demand notice and challan.
Charge interest. Penalty proceedings u/s 271 (1)(c) have been initiated
separately. Inform accordingly.?
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Following this, by a separate order under Section 271(1)(c) of the Act, the
Assessing Officer levied a penalty of Rs.11,63,755/-.
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The appeal against the said order filed by the Assessee was dismissed by the
Commissioner of Income Tax (Appeals) [CIT(A)] on the ground that the Assessee
did not file any written submission either before the Assessing Officer or
before the CIT (A).
Allowing the appeal of the Assessee, the Tribunal followed the decision of this
Court in Commissioner of Income Tax Vs. Ram Commercial Enterprises Ltd., [2000]
246 ITR 568 and held that since there was no recording of satisfaction of the
Assessing Officer in the order of assessment that penalty proceedings must be
initiated, the penalty proceedings are illegal.
At the outset, it requires to be noted that the decision of this Court in Ram
Commercial Enterprises Ltd. has been approved by the Supreme Court in Dilip N.
Shroff Vs. Joint Commissioner of Income Tax, [2007] 291 ITR 519 (SC) and T.Ashok
Pai Vs. Commissioner of Income Tax, [2007] 292 ITR 11 (SC).
Learned counsel for the Revenue states that another Bench of this Court has in
Commissioner of Income Tax, Delhi IV v. Indus Valley Promoters Limited (2006)
155 Taxman 223 referred the following substantial question of law to a larger
Bench which according to the referring Bench was not considered in Ram
Commercial Enterprises Limited:
?Whether satisfaction of the officer initiating the proceedings under section
271 of the Income-tax Act can be said to have been recorded even in cases where
satisfaction is not recorded in specific terms but is otherwise discernible from
order passed by the authority??
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She accordingly submits that this Court should await the decision of the larger
Bench.
Assuming the Revenue were to succeed before the larger Bench, and the question
referred to it is answered in the affirmative, it would mean that it is
sufficient that the satisfaction of the Assessing Officer for initiating penalty
proceedings against an Assessee under Section 271(1)(c) of the Act is
discernible from the assessment order itself and that such satisfaction need not
be separately or expressly indicated in the assessment order. In that event the
assessment order in the present case would have to be examined to find out if
the satisfaction of the Assessing Officer is discernible. Therefore, without
expressing any view on the issue pending consideration by the larger Bench, and
presuming that the question referred to it is answered in the affirmative, we
proceed to examine the assessment order in the instant case in order to find out
whether the satisfaction of the Assessing Officer that penalty proceedings
should be initiated against the Assessee under Section 271 (1) (c) of the Act is
discernible therefrom.
Having gone through the assessment order, we find that it is not possible to
discern any satisfaction of the Assessing Officer that penalty proceedings must
be initiated against the Assessee under Section 271(1)(c) of the Act. We may
mention that we have adopted this procedure in large number of cases, some of
which are Commissioner of Income Tax Del Vs. O.K. Hosiery Mills P. Ltd. (ITA No.
12/2007 decided on 14th September, 2007), Commissioner of Income Tax Vs. M/s
Bharat Hotels Ltd. (ITA NO. 1074/2006 decided on 14th September, 2007),
Commissioner of Income Tax Vs. M/s Bharat Hotels Ltd. (ITA No. 935/2006 decided
on 14th September, 2007), Commissioner of Income Tax Del Vs. Fibro Tech
Chemicals (ITA No. 954/2006 decided on 14th September, 2007), Commissioner of
Income Tax Vs. M/s Preeti Aggarwala (ITA NO. 850/2006 decided on 15th September,
2007) and Commissioner of Income Tax Vs. Smt. Santosh Sharma (ITA No. 1088/2006
decided on 17th September, 2007).
No substantial question of law arises.
Dismissed.
MADAN B. LOKUR, J
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November 19, 2007 S. MURALIDHAR, J
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